Overview
Regional Wealth Compliance Supervisor Jobs in Charlotte, USA at Truist Financial
A major financial services company is seeking a Wealth Regional Supervisor in Charlotte, NC. The role involves mitigating risks by ensuring compliance with industry regulations, and requires at least 5 years of experience in retail brokerage or investment advisory. The ideal candidate will hold several FINRA licenses and possess strong communication and organizational skills. This position offers a full-time employment opportunity with comprehensive benefits, including medical, dental, and a 401k plan.
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Title: Regional Wealth Compliance Supervisor
Company: Truist Financial
Location: Charlotte, USA
Category:
