Overview
Manager, Governance & Surveillance Jobs in Toronto, Canada at RBC
Position: Manager, Governance & Surveillance at RBC
Assist in critical market compliance as the Manager of Governance and Trade Surveillance s role emphasizes risk mitigation and regulatory compliance in Toronto.
As a manager in the Compliance Surveillance Team, you’ll perform detailed surveillance of trading activity to combat market abuse and support governance efforts across various financial products. This role involves continuous monitoring while collaborating on audits and compliance assessments.
Key Responsibilities:
• Oversee routine surveillance alert assessments
• Manage compliance concerns and escalations
• Advise on identified risks and recommendations
• Support governance with procedural updates
• Conduct quality assurance on monthly surveillance alerts
Requirements:
• At least 5 years of relevant experience
• Comprehensive knowledge of market manipulation patterns
• Experience with compliance and regulatory standards
• Proficient analytical skills with data tools
• Bachelor’s degree in a related field
Leverage your skills to strengthen RBC’s governance and surveillance functions to uphold market integrity.
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Title: Manager, Governance & Surveillance
Company: RBC
Location: Toronto, Canada
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