Overview
Compliance Specialist, Finance & Banking Jobs in Winnipeg, Canada at Canada Life
Position: Compliance Specialist Role
Join Value Partners Investments as a Compliance Specialist to enhance compliance efforts in the investment sector. This full-time position involves diverse compliance tasks for mutual fund operations and more.
At Value Partners Investments, your role as a Compliance Specialist will ensure the adherence to investment regulations and effective coordination with various teams. You will play a vital part in document preparation and regulatory compliance, requiring strong organizational skills and a focus on detail. Your contributions will support high-net-worth clients and enhance the firm’s operational integrity.
Key Responsibilities:
• Conduct ongoing compliance tasks for fund operations
• Assist in filing key compliance documents
• Review marketing materials for regulatory adherence
• Maintain accurate record-keeping practices
• Adapt to evolving compliance regulations and firm policies
Requirements:
• College diploma or university degree
• Relevant certification like the Canadian Securities Course
• Excellent written communication skills
• Experience with portfolio management software
• Strong attention to detail and time management
Bring your compliance expertise to Value Partners Investments to drive regulatory adherence and operational excellence.
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Title: Compliance Specialist, Finance & Banking
Company: Canada Life
Location: Winnipeg, Canada
Category:
