Overview
Compliance Associate – Alternative Investments Jobs in Greater London, UK at Tiger Recruitment
Location: Greater London
Compliance Associate – Alternative Investments
London, West End
Permanent
On-site
Overview
A leading alternative asset manager is seeking a buy-side compliance professional to join its London office. This is a front‑office aligned role supporting investment activities across private equity, hedge funds, and UCITS structures.
This position is focused on compliance advisory and regulatory oversight within asset management.
Key Responsibilities
- Act as a key compliance contact for UK‑based investment teams
- Provide day‑to‑day guidance on FCA regulatory requirements impacting:
- Discretionary portfolio management (AIF & UCITS)
- Investment advisory activities, including private equity strategies
- Interpret and apply MiFID II, COBS, SYSC, and UK MAR
- Deliver the UK compliance monitoring programme
- Assess breaches, incidents, and control gaps; support remediation
- Maintain and enhance UK compliance policies and procedures
- Support SMCR requirements and internal governance forums
- Support FCA reporting and regulatory submissions
- Assist with thematic reviews, regulatory enquiries, and examinations
- Provide oversight across:
- Private equity structures
- Hedge fund strategies
- UCITS products
- Review marketing materials and investor communications
- Work closely with US teams on cross‑border compliance matters
- Support UK and EEA distribution and marketing compliance
Candidate Profile
- 5–10 years’ experience in compliance within an FCA‑regulated asset manager
- Strong knowledge of MiFID II and UK investment management regulation
- Direct experience supporting alternative investments – private equity and/or hedge funds
- Proven track record working with investment teams / front office stakeholders
- Background must be in asset management / buy‑side compliance
- Experience in a multi‑strategy or alternative investment environment
- Familiarity with
AIFMDand UCITS frameworks
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Title: Compliance Associate – Alternative Investments
Company: Tiger Recruitment
Location: Greater London, UK
Category:
