Overview
Business Compliance Program Manager Jobs in Toronto, Canada at BMO
Oversee compliance monitoring and reporting as a Business Compliance Manager. Lead complex programs to identify risks and ensure adherence to regulations around asset management.
In this role, you will manage compliance frameworks while executing monitoring and reporting processes. With at least 3-5 years in asset management, your expertise will guide the implementation of laws and assess impacts of changes on monitoring. Key skills include regulatory knowledge, critical thinking, and stakeholder engagement.
Key Responsibilities:
• Execute pre and post-trade warning monitoring
• Manage personal trade monitoring for stakeholders
• Conduct annual fund liquidity ranking assessments
• Prepare and submit regulatory filings as needed
• Participate in compliance committees and gap analyses
Requirements:
• 3-5 years of compliance experience in asset management
• Post-secondary education or relevant equivalent
• Industry certifications such as CFA or MBA preferred
• In-depth knowledge of derivatives is an asset
• Strong analytical and communication skills
Drive compliance excellence while mitigating risks and ensuring regulatory adherence in a dynamic asset management environment.
#J-18808-Ljbffr
Title: Business Compliance Program Manager
Company: BMO
Location: Toronto, Canada
Category:
