Overview
Wealth Compliance Process Transformation Manager Jobs in Toronto, Canada at TD
Lead the modernization of Wealth Compliance processes as a Compliance Process Transformation Manager. This role emphasizes improving Tier 2 Surveillance with a focus on stakeholder management and operational effectiveness.
As the Compliance Process Transformation Manager, you will spearhead initiatives to enhance Tier 2 Surveillance workflows and controls. Your responsibilities include assessing current processes, identifying opportunities for improvement, and driving practical enhancements across Wealth Compliance. This position requires a strong background in process improvement, stakeholder engagement, and compliance monitoring.
Key Responsibilities:
• Modernize and refine Tier 2 Surveillance processes
• Review and optimize current surveillance workflows
• Design and implement effective process improvements
• Partner with stakeholders to identify operational challenges
• Contribute to development of enhanced reporting and dashboards
Requirements:
• 7+ years in compliance or risk management
• Strong process mapping and workflow redesign experience
• Knowledge of governance and control standards
• Effective communication and stakeholder management skills
• Ability to manage multiple priorities in a dynamic environment
Bring your expertise in compliance processes and transformation to elevate the Wealth Compliance program’s effectiveness.
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Title: Wealth Compliance Process Transformation Manager
Company: TD
Location: Toronto, Canada
Category:
