Overview
Senior Trading Compliance Specialist Jobs in Inver Grove Heights, USA at CHS Inc
CHS Inc. is a leading global agribusiness owned by farmers, ranchers and cooperatives across the United States that provides grain, food and energy resources to businesses and consumers around the world. We serve agriculture customers and consumers across the United States and around the world. Most of our employees are in the United States, but today we have employees in 19 countries.
At CHS, we are creating connections to empower agriculture.
Summary
CHS has an exciting opportunity in the Trading Compliance group of our Legal, Government, Compliance, and Audit organization. We are looking for a Sr. Trading Compliance Specialist to join our team in Inver Grove Heights, MN. This role will be responsible for helping empower CHS to compete with integrity and confidence in the highly complex and regulated global marketplace that CHS encounters each day through daily operational and tactical support.
This role will ensure the company’s trading conduct and compliance risks are identified and understood, and that surveillance programs are robust and right sized to address the inherent risk of trading, as well as comply with all regulatory requirements and internal policies. In addition, this role will obtain, validate, and aggregate business unit information to support potential regulatory inquiries. We are looking for a self-motivated candidate with a deep understanding and knowledge of financial and physical agricultural and/or energy commodity markets and products, including futures, options, and swaps.
You must possess strong analytical skills and communications skills and understand how the regulatory environment impacts business operations.
Responsibilities
Surveillance Program Management
Continuously enhance surveillance mechanisms and parameters for system generated alerts and monitor system performance. Includes performing regulatory change and risk impact assessments to facilitate ongoing adherence to applicable laws, rules, and regulations as well as internal policies and standards. Stay abreast of relevant changes to rules/regulations and other industry news including regulatory findings; providing knowledge to the rest of Trading Compliance for continuous education and best practices when conducting surveillance.
Create, enhance and implement surveillance scenarios and conduct surveillance reviews. Improve surveillance tools and applications by coordinating with Information Technology on the timely implementation of enhancements, required updates due to business process or system changes, and proactively address potential functionality implications.
Define metrics for monitoring activities measuring compliance team performance in analyzing and addressing compliance-related matters.
Lead day-to-day oversight and monitoring of Company’s trading activity within trade surveillance platform.
Analyzing/Monitoring/Reporting
Obtain and validate information from business units for regulatory reporting purposes. Gather, analyze, and prepare responses to regulators and exchanges. Gather, analyze, and respond to requests for information from CHS Compliance and Integrity leadership.
Assist with trading compliance-related questions from business units and escalate to Derivatives Trading Compliance Manager when needed. Partner with business units to address issues and assist in the rollout of new business products and/or initiatives. Help identify, develop, and drive solutions/strategies to issues faced by the businesses and the necessary controls around any change.
Monitor trading activity for compliance to internal trading compliance policies and participate in audits or investigations as required. Gather and review materials for response to Exchange inquiry/document requests. Escalate any concerns to Derivatives Trading Compliance Manager as needed.
Compliance Education and Communication Development
Assist Derivatives Trading Compliance Manager in ensuring all relevant personnel receive adequate training on regulations and rules, as well as policies that support compliance with the rules.
Development and rollout of education & learning courses for the business regarding Commodity Interests and related cash…
Title: Senior Trading Compliance Specialist
Company: CHS Inc
Location: Inver Grove Heights, USA
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