Overview

Securities Regulatory Examiner; Field Jobs in Tumwater, USA at State-of-Washington

Position: Securities Regulatory Examiner (Field) – Flexible Hours & Travel
The State-of-Washington is seeking a Financial Examiner (Level 2–4) for its Licensing and Examination Unit. This role involves conducting examinations of investment advisers and broker-dealers, assessing compliance with state and federal laws, and preparing detailed reports on findings. Required qualifications include coursework in accounting, economics, or finance, with a bachelor’s degree preferred. The position is based in Tumwater and involves fieldwork with up to 75% in-state travel.
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Title: Securities Regulatory Examiner; Field

Company: State-of-Washington

Location: Tumwater, USA

Category:

 

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