Overview
Regulatory Compliance Analyst at Aviso Jobs in Toronto, Canada at Aviso Wealth
Become a Regulatory Compliance Analyst at Aviso Wealth, responsible for ensuring compliance in a challenging 9-month engagement. Support risk management and enhance compliance documentation processes.
This position reports to the Manager, Compliance Strategy and Analytics, and plays a crucial role in maintaining Aviso’s reputation for adherence to Canadian regulatory standards. Your contributions will include analyzing compliance-related data, engaging in various projects, and collaborating with cross-function teams to drive improved compliance outcomes.
Key Responsibilities:
• Review and analyze client compliance documentation
• Reconcile financial data ensuring regulatory adherence
• Assist in implementing new compliance requirements
• Research and assess impacts of regulatory changes
• Collaborate with operations and finance for compliance guidance
Requirements:
• Bachelor’s degree in a relevant field or equivalent
• Canadian Securities Course or IFC completion required
• 3–5 years of experience in finance or compliance roles
• Strong analytical, problem-solving, and research skills
• Proficiency in Excel and familiarity with BI tools
Contribute your expertise to reinforce Aviso’s commitment to compliance and client advocacy.
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Title: Regulatory Compliance Analyst at Aviso
Company: Aviso Wealth
Location: Toronto, Canada
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