Overview
Global Compliance Counselor Jobs in Toronto, Canada at TAL Life LTD
Drive regulatory compliance at Fiera Capital as a Global Compliance Counselor in Toronto, integrating key skills in AML/ATF, KYC, and training. This full-time position emphasizes adherence to compliance standards and recognizes your contributions.
At Fiera Capital, the Global Compliance Counselor will execute Canadian client management compliance programs and support regulatory obligations. Working under the Head of Global Enterprise Risk Management, you’ll handle client documentation, training, and monitoring tasks to ensure compliance. This role also offers opportunities for continuous improvement and collaboration with internal stakeholders.
Key Responsibilities:
• Execute monitoring and testing for client-related compliance controls
• Implement improvements for identified compliance gaps
• Conduct surveillance on client onboarding and documentation
• Facilitate employee training on compliance matters
• Collaborate on updating compliance manuals and policies
Requirements:
• Bachelor’s degree in finance or business administration
• At least five years in regulatory compliance, preferably in investments
• Knowledge of internal controls and best practices
• Excellent communication skills in French and English
• Strong organizational abilities and independent work capacity
Utilize your expertise in regulatory compliance to contribute to Fiera Capital’s success.
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Title: Global Compliance Counselor
Company: TAL Life LTD
Location: Toronto, Canada
Category:
