Overview
Director of Research Compliance in Singapore Jobs in Vancouver, Canada at TD
Join TD Securities as Director of Research Compliance in Singapore, driving high-quality oversight in research outputs. Ensure all materials meet industry regulations while fostering team collaboration.
As a director, you will lead the review process of research materials across the global platform. With 5+ years of experience in supervisory analysis and a FINRA Series 16 License, you’ll be equipped to enforce compliance standards. Your editing prowess and meticulous approach will ensure clarity and integrity in research, establishing a dependable foundation for investor trust.
Key Responsibilities:
• Conduct thorough research reviews for compliance
• Ensure timely releases and transparent reporting
• Validate accuracy of financial estimates and disclosures
• Collaborate with analysts on regulatory issues
• Utilize Blue Matrix for research reporting
Requirements:
• FINRA Series 16 License necessary
• At least 5 years in a supervisory role
• Relevant Bachelor’s Degree required
• Experience with Blue Matrix publishing preferred
• Excellent verbal and written communication skills
Lead the charge in maintaining impeccable research standards to contribute to TD Securities’ continued success.
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Title: Director of Research Compliance in Singapore
Company: TD
Location: Vancouver, Canada
Category:
