Overview

Director of Regulatory Compliance and Digital Innovation Leadership Jobs in Toronto, Canada at Sun Life Financial

Transform regulatory compliance and advisor onboarding as a Director in the financial services sector. Champion digital innovation and lead high-performing teams to enhance operational efficiency.

In this influential role, you will redefine the strategy for registrations and licensing within a growing business segment. Your leadership will directly influence key business outcomes, operational risk management, and advisor experiences. The position demands strong regulatory knowledge, project management skills, and a track record of guiding teams through complex changes.

Key Responsibilities:

• Refresh strategy for registrations and licensing functions

• Oversee firm registration processes and regulatory reporting

• Drive digital transformation initiatives for R&L

• Build partnerships across Compliance and Operations

• Ensure compliance with CIRO registered dealer obligations

Requirements:

• 10 years in financial services, 5+ in wealth management

• Experience in leading complex organizational change

• Deep knowledge of CIRO and OSC regulations

• Familiarity with OSFI-regulated environments

• Strong communication and project management skills

Your vision can shape compliance and enhance advisor onboarding experiences in a significant way.
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Title: Director of Regulatory Compliance and Digital Innovation Leadership

Company: Sun Life Financial

Location: Toronto, Canada

Category:

 

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