Overview
Compliance Officer, Law/Legal Jobs in India at SKS Enterpprises – Human Resource Planning and Management
Position Name – Compliance Officer
Location – Gift City, Gandhinagar
Experience Range – 3+ yrs
Mandatory Requirement:
– Ensure end-to-end compliance with IFSC regulations, corporate laws, and other regulatory frameworks
Job
Roles and Responsibilities:
• Responsible for overall Compliance, Legal and Corporate Secretarial functions of the GIFT Branch of the AMC.
• Responsible for compliance under IFSC Regulations, Corporate Laws, etc. for GIFT Branch.
• Supervising various Compliances as per IFSC regulations on day-to-day basis, internal compliance systems, etc.
• Drafting of PPM, Contribution agreement, Trust Deed, etc.
• Vetting/Drafting of various agreements with Vendors, Distributors, service providers, etc.
• Understanding of the laws of various overseas jurisdictions where the fund is distributed.
• Review of marketing materials for the Fund.
• Listing/registering of the Funds at various overseas jurisdictions where the Fund is being marketed.
• Preparation and filing of various periodical reports as required by the IFSC Regulator from time to time.
• Interacting with the statutory authorities for approvals & clarifications
• Reporting compliances to IFSC, ROC, RBI, etc.
• Generation of MIS and reporting to top level management
• Liasoning with the auditors on compliance issues
• Liasoning with legal firms for review of documentation
• Providing compliance updates to various departments
Qualification and
Experience:
CS with at least 3 years of Financial Services experience. AIF experience will be an added advantage.
• LL. B/LL.M. A qualified lawyer from a premier Indian/ International university will be an added advantage.
• Other Degrees / Certifications / Vocational, Technical or Professional Qualifications
• Good command of the law and excellent knowledge of the Indian legal system
• Strong communication skills and very good command of the English language
• Must demonstrate attention for detail and possess an investigative and questioning nature.
• Proactive and having foresight.
• Willing to locate to Ahmedabad/Gandhinagar and operate out of the branch in the GIFT city in Gandhinagar
Title: Compliance Officer, Law/Legal
Company: SKS Enterpprises – Human Resource Planning and Management
Location: India
Category:
