Overview
Compliance Officer, Finance & Banking Jobs in Leicester, England, UK at HL Partnership
Compliance Officer – Financial Promotions
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Leicester
Full time
£22,500 – £28,000 per annum
We’re the largest privately-owned mortgage network in the UK. Our goal is to continue to be the best home for mortgage advisers, protection specialists, equity release experts and general insurance professionals, whatever their size or location. Due to continued growth, we are looking to expand our compliance team at our head office in Leicester.
Key Tasks
Analysis of the materials provided to consider whether the promotions pose a risk of harm to the network or consumers.
To ensure compliance in line with regulatory requirements within the network. Providing and recording approval to firms in
respect
of stationery, financial promotions and other customer facing materials, including social media
Ensure accurate records are maintained, concerns are escalated, and any corrective action taken where appropriate.
Experience
Ideally we’re looking for someone with mortgage admin experience, with a good grounding and understanding of working on a regulatory environment.
Experience of
working under pressure, prioritising and working to tight deadlines is essential.
It is essential that you have good computer skills, including but not limited to Microsoft applications.
Qualifications
Ideally you will need to be CeMap qualified (or willing to work towards it) and have admin experience in an office environment
Personal Qualities
You need to have excellent verbal and written
communication skills
with the ability to analyse information with a view to making informed decisions.
Ideally we need someone who has an excellent eye for detail with the ability to maintain and follow defined procedures
Benefits
Additional leave – 22 days plus bank holidays as standard with the option to buy more each year
Health and wellbeing programme
Sick pay
This is a permanent role, based at our Leicester office. Our normal working hours are 35 hours a week, Monday to Friday. Hybrid working will be available upon successful completion of your probation.
As we’re a non-sponsoring organisation, you will need to have the right to work in the UK
Title: Compliance Officer, Finance & Banking
Company: HL Partnership
Location: Leicester, England, UK
Category: Finance & Banking (Financial Consultant)
