Overview

Audit Manager II, Financial Crimes Fraud and Insider Risk Audit Jobs in Toronto, Canada at The Toronto-Dominion Bank (Canada)

Position: Audit Manager II, Financial Crimes Fraud and Insider Risk Audit (968)

Description

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Department Overview:

Our team of trusted audit professionals interact with every part of the Bank to provide strategic guidance and independent oversight. Through due diligence, and with a strong sense of integrity, we help mitigate potential risks to our business. At the heart of audit is our specialization in all the businesses across the bank.

Safeguarding the reputation of TD’s good governance depends on us.

We’re counted on to provide recommendations to enhance operational performance, at every single level to foster meaningful process improvements and ensure adherence to internal and external regulations. We crunch the data, consult with our partners and stakeholders, and present our findings to mitigate the risks of today and around the corner and help keep our daily operations running smoothly for our customers.

Position overview:

The position of Audit Manager II, Fraud, Insider Risk, resides within the Financial Crimes Audit Department.

The position provides support and the management of the Financial Crimes Audit Program which includes conducting audits of the systems of internal controls are effective and compliant with regulatory requirements. You will be accountable and responsible to the assessment of the financial crime internal controls as well as issue management, audit planning, risk assessment, adhoc projects and initiatives.

The Audit Manager II, Financial Crimes Audit, serves in capacity as Auditor In Charge (AIC) overseeing team of auditors during audit engagements.

The Audit Manager II is a Financial Crime Professional, resilient, dynamic, trusted advisor, relationship manager, people manager and adaptive leader with knowledge and experience with different facets of the Financial Crime Risk Management Program including Governance, Management Reporting, Organization Structure and Staffing, Policies, Standards, Procedures, Risk Assessment, Assessment of New Products and Initiatives, Training, Regulatory Compliance Management, Internal and External Fraud, Customer Due Diligence/Know your Customer, Enhance Due Diligence, Customer Risk Rating including High Risk Customer Types (Money Service Business, Politically Exposed Person, Heads of International Organizations etc.)

Investigations, Demarketing, Regulatory Reporting (Suspicious Transaction Reports, Large Cash Transaction Report, Electronic Funds Transfer Reports, Terrorist Property Report), Transaction Monitoring, Sanctions, Record Retention, as well as data analytics, technology, data, models and emerging technologies such as Artificial Intelligence and Machine Learning.

Specific Responsibilities:

  • Assess controls, policies, and procedures to prevent, detect, and mitigate financial crimes such as fraud, money laundering, Sanctions evasion, and bribery, and corruption.
  • Conduct risk assessments, review regulatory compliance, and evaluate internal controls to ensure adherence to legal and industry standards.
  • Collaborate with compliance, risk, and legal teams to recommend improvements and mitigate financial crime risks.

    • CUSTOMER

  • Support the development and implementation of audit programs by contributing insights and assisting with planning activities.
  • Participate in audit engagements across multiple areas, helping ensure audits are conducted in line with established standards and timelines.
  • Execute the development of Audit Planning Memorandum (APM), Process Risk and Control Matrix (pRCM), Findings Grid and Audit Report.
  • Complete L1 reviews/sign off on all audit activities (i.e. walkthroughs, test scripts, test results, grid, evidence uploads)
  • Oversee/lead audits and/or execute the follow-up of findings arising from internal audits and regulatory reviews in accordance with policy
  • Oversee/lead the ongoing audit communications and/or the reporting process with the stakeholders, senior management and external auditors for specific and/or overall Audit area
  • Contribute to audit initiatives by providing input and assisting in the design and testing of solutions, as well as supporting implementation efforts.
  • Lead / manage the integrated implementation of policies / processes / procedures / changes across multiple functional areas
  • Act as…

    • Title: Audit Manager II, Financial Crimes Fraud and Insider Risk Audit

    Company: The Toronto-Dominion Bank (Canada)

    Location: Toronto, Canada

    Category:

     

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