Overview
Associate – CIB Audit Jobs in New York City, USA at Santander Holdings USA Inc
It Starts Here:
Santander is a global leader and innovator in the financial services industry and is evolving from a high-impact brand into a technology-driven organization. Our people are at the heart of this journey and together, we are driving a customer-centric transformation that values bold thinking, innovation, and the courage to challenge what’s possible. This is more than a strategic shift. It’s a chance for driven professionals to grow, learn, and make a real difference.
If you are interested in exploring the possibilities We Want to Talk to You!
The Difference You Make:
The Associate (Supervisor) – CIB Audit is an individual contributor responsible for executing audit testing across the Corporate & Investment Banking (CIB) portfolio, covering both Markets (Sales & Trading) and non-Markets businesses, including lending, risk, operations, and supporting functions.
The Associate applies independent judgment in executing assigned audit procedures, identifying control weaknesses, and assessing risk, with work reviewed by a Sr. Supervisor or Audit Manager prior to finalization. The role requires a strong foundation in internal audit methodology and a developing understanding of CIB products and activities, including Equities, Fixed Income, Securitization, FX, Rates, Derivatives, Leveraged Finance, and related lending and trading businesses.
Key Responsibilities
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Execute audit testing and analysis for internal audit reviews covering CIB businesses, processes, and control environments.
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Perform control design and operating effectiveness testing across moderate to high-complexity audit areas under the guidance of a Sr. Supervisor or Audit Manager.
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Examine business records, transaction data, and supporting documentation to identify control gaps, issues, and risk exposures
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Apply independent judgment in assessing risks, documenting observations, and escalating issues as appropriate.
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Prepare clear, well-supported audit work papers in accordance with internal audit standards and methodology.
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Participate in audit planning activities
, including understanding process flows, identifying key risks, and assisting in the development of audit test steps. -
Support post-audit follow-up testing to assess the adequacy and timeliness of management remediation efforts.
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Assist in drafting audit observations and recommendations for review by the Sr. Supervisor or Audit Manager.
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Develop and maintain an understanding of CIB products, processes, and regulatory expectations
, with a focus on Markets activities. -
Demonstrate commitment to professional development through training, on-the-job learning, and feedback incorporation.
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Provide consistent, high-quality support to audit stakeholders while maintaining professionalism and objectivity.
What You Bring:
To perform this job successfully, an individual must be able to perform each essential duty satisfactorily. The requirements listed below are representative of the knowledge, skill, and/or ability required. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions.
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Bachelor’s Degree:
Accounting, Finance, Business or equivalent field.– Required.
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3+ Years Audit or relevant experience.
– Required.
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5+ Years Relevant experience.
– Required.
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Analytical and problem solving skills as well as the ability to work independently .
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Technology and computer skills, with the ability to effectively use Microsoft Office (Word, Excel, Outlook, PowerPoint) .
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Support audit execution through the use of data analytics, automation, and AI-enabled tools to analyze large datasets, identify control gaps, and enhance audit efficiency.
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Detail oriented with organizational skills .
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Verbal and written communication skills.
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Time management skills and the ability to complete multiple projects simultaneously and in a timely manner.
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Ability to work independently with limited supervision .
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Solid diplomatic skills with the ability to resolve conflict in a civil manner .
Certifications:
Certifications are not required; progress toward or interest in professional certifications (e.g., CPA, CIA, CFA, FRM) is a plus.
It Would Be Nice For You To Have:
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Established work history or…
Title: Associate – CIB Audit
Company: Santander Holdings USA Inc
Location: New York City, USA
Category:
