Overview
AA Senior FICA Compliance Administrator Jobs in Pietermaritzburg, South Africa at SHARON NUROCK RECRUITMENT CC
The Person :
– Grade 12 (Matric) essential.
– Degree or Diploma in Law, Compliance or Risk Management, a strong advantage.
– Minimum 5 years corporate experience.
– Minimum 3 to 5 years exposure in FICA related functions (law firm experience is advantageous).
– Experience with nCino (formerly Doc Fox) will be advantageous.
Skills (Know-How Job Related Skills):
– Good understanding of the FIC Act, its guidance notes, PCCs and its regulations, KYC methodology, and the AML/CTF/CPF regulatory frameworks.
– Proficient in MS Office Suite.
– Knowledge of numeracy and literacy skills.
The Job:
– Work closely with the Senior Compliance team to ensure compliance with FICA and to encourage compliance from others within the firm.
– Perform thorough Know Your Customer (KYC) and Customer Due Diligence (CDD) checks on new and existing clients.
– Oversee screening for adverse media, sanctions and political exposure.
– Check the veracity of documents uploaded for verification and in accordance with their RMCP.
– Contribute to the RMCP governance and assist with reviewing and updating internal policies and practical guides.
– Capture and update information on internal systems regularly and accurately.
– Train staff on client onboarding and FICA compliance procedures.
– Store key compliance-related documents, including risk assessments, reports, and training logs for audit or inspection purposes.
– Provide compliance guidance and advice and ensure a culture of compliance through training and awareness.
– Keep abreast of relevant legislation and FIC webinars/training.
Competencies:
– Agile and able to adapt to change.
– Demonstrate client focus.
– Ability to work under pressure.
– Able to work both independently and as part of a team.
– High attention to detail and organisational skills.
– Analytical and problem-solving ability.
– A high level of judgement and integrity.
– Honesty, reliability, and punctuality.
– Ability to take initiative.
Title: AA Senior FICA Compliance Administrator
Company: SHARON NUROCK RECRUITMENT CC
Location: Pietermaritzburg, South Africa
Category:
